Cusip No. 26817F104
|
Page 2 of 27 Pages
|
11
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
New York Life Capital Partners, L.P.
I.R.S. #13-4091045
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS*
OO
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[ ]
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
783,158 shares of Class A common stock
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
783,158 shares of Class A common stock
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
783,158 shares of Class A common stock
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.38%
|
|||
14
|
TYPE OF REPORTING PERSON*
PN
|
Cusip No. 26817F104
|
Page 3 of 27 Pages
|
11
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
New York Life Capital Partners, L.L.C.
I.R.S. #13-4079585
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS*
OO
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[ ]
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
783,158 shares of Class A common stock
|
||
8
|
SHARED VOTING POWER
0
|
|||
9
|
SOLE DISPOSITIVE POWER
783,158 shares of Class A common stock
|
|||
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
783,158 shares of Class A common stock
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.38%
|
|||
14
|
TYPE OF REPORTING PERSON*
OO
|
Cusip No. 26817F104
|
Page 4 of 27 Pages
|
11
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
New York Life Investment Management Mezzanine Partners, LP
I.R.S. #02-0635235
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS*
OO
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[ ]
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
308,280 shares of Class A common stock
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
308,280 shares of Class A common stock
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
308,280 shares of Class A common stock
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.90%
|
|||
14
|
TYPE OF REPORTING PERSON*
PN
|
Cusip No. 26817F104
|
Page 5 of 27 Pages
|
11
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
NYLIM Mezzanine Partners Parallel Fund, LP
I.R.S. #86-1072833
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS*
OO
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[ ]
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
142,278 shares of Class A common stock
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
142,278 shares of Class A common stock
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
142,278 shares of Class A common stock
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.34%
|
|||
14
|
TYPE OF REPORTING PERSON*
PN
|
Cusip No. 26817F104
|
Page 6 of 27 Pages
|
11
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
NYLIM Mezzanine GenPar, LP
I.R.S. #02-0635230
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS*
OO
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[ ]
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
450,558 shares of Class A common stock
|
||
8
|
SHARED VOTING POWER
0
|
|||
9
|
SOLE DISPOSITIVE POWER
450,558 shares of Class A common stock
|
|||
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
450,558 shares of Class A common stock
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.24%
|
|||
14
|
TYPE OF REPORTING PERSON*
PN
|
Cusip No. 26817F104
|
Page 7 of 27 Pages
|
11
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
NYLIM Mezzanine GenPar GP, LLC
I.R.S. #02-0635227
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS*
OO
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[ ]
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
450,558 shares of Class A common stock
|
||
8
|
SHARED VOTING POWER
0
|
|||
9
|
SOLE DISPOSITIVE POWER
450,558 shares of Class A common stock
|
|||
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
450,558 shares of Class A common stock
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.24%
|
|||
14
|
TYPE OF REPORTING PERSON*
OO
|
Cusip No. 26817F104
|
Page 8 of 27 Pages
|
11
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
NYLCAP Manager LLC, as investment manager of New York Life Capital Partners, L.P., New York Life Investment Management Mezzanine Partners, LP, and NYLIM Mezzanine Partners Parallel Fund, LP
I.R.S. #13-4091043
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS*
OO
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[ ]
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
783,158 shares of Class A common stock
|
||
8
|
SHARED VOTING POWER
450,558 shares of Class A common stock
|
|||
9
|
SOLE DISPOSITIVE POWER
783,158 shares of Class A common stock
|
|||
10
|
SHARED DISPOSITIVE POWER
450,558 shares of Class A common stock
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,233,716 shares of Class A common stock
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.62%
|
|||
14
|
TYPE OF REPORTING PERSON*
IA, OO
|
Cusip No. 26817F104
|
Page 9 of 27 Pages
|
11
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
New York Life Investment Management Holdings LLC
I.R.S. #52-2206682
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS*
OO
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[ ]
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
1,236,504 shares of Class A common stock
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
1,236,504 shares of Class A common stock
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,236,504 shares of Class A common stock
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.65%
|
|||
14
|
TYPE OF REPORTING PERSON*
HC, OO
|
Cusip No. 26817F104
|
Page 10 of 27 Pages
|
11
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
New York Life Insurance Company
I.R.S. #13-5582869
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS*
OO
|
|||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[ ]
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of New York
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
1,236,504 shares of Class A common stock
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
1,236,504 shares of Class A common stock
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,236,504 shares of Class A common stock
|
|||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.65%
|
|||
14
|
TYPE OF REPORTING PERSON*
IC
|
Cusip No. 26817F104
|
Page 11 of 27 Pages
|
|||
Cusip No. 26817F104
|
Page 12 of 27 Pages
|
|
|
|
Cusip No. 26817F104
|
Page 13 of 27 Pages
|
|
Cusip No. 26817F104
|
Page 14 of 27 Pages
|
|
Cusip No. 26817F104
|
Page 15 of 27 Pages
|
1.
|
Exchange Agreement, dated as of April 21, 2010, among DynaVox Inc. and the holders of units of DynaVox Systems Holdings LLC from time to time party thereto (incorporated by reference to Exhibit 10.2 to Current Report on Form 8-K filed by DynaVox Inc. with the Securities and Exchange Commission on April 27, 2010).
|
2.
|
Registration Rights Agreement, dated as of April 21, 2010, by and among DynaVox Inc. and the Covered Persons (as such term is defined therein) from time to time party thereto (incorporated by reference to Exhibit 10.4 to Current Report on Form 8-K filed by DynaVox Inc. with the Securities and Exchange Commission on April 27, 2010).
|
|
Cusip No. 26817F104
|
Page 16 of 27 Pages
|
3.
|
Amended and Restated Securityholders Agreement, dated as of April 21, 2010, among DynaVox Inc., DynaVox Systems Holdings LLC and the securityholders from time to time party thereto (incorporated by reference to Exhibit 10.5 to Current Report on Form 8-K filed by DynaVox Inc. with the Securities and Exchange Commission on April 27, 2010).
|
Cusip No. 26817F104
|
Page 17 of 27 Pages
|
|||
Date: March 7, 2011
|
NEW YORK LIFE CAPITAL PARTNERS, L.P.
|
|||||||
By:
|
NYLCAP Manager LLC, its Investment Manager
|
|||||||
By:
|
/s/ Robert M. Barrack
|
|||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||
Date: March 7, 2011
|
NEW YORK LIFE CAPITAL PARTNERS, L.L.C.
|
|||||||
By:
|
/s/ Robert M. Barrack
|
|||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||
Date: March 7, 2011
|
NYLCAP MANAGER LLC
|
|||||||
By:
|
/s/ Robert M. Barrack
|
|||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||
Date: March 7, 2011
|
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC
|
|||||||
By:
|
/s/ Yie-Hsin Hung
|
|||||||
Yie-Hsin Hung
Senior Managing Director
|
||||||||
Date: March 7, 2011
|
NEW YORK LIFE INSURANCE COMPANY
|
|||||||
By:
|
/s/ William Y. Cheng
|
|||||||
William Y. Cheng
Vice President
|
||||||||
Date: March 7, 2011
|
NEW YORK LIFE INVESTMENT MANAGEMENT MEZZANINE PARTNERS, LP
|
|||||||
By:
|
NYLIM Mezzanine GenPar, LP, its General Partner
|
|||||||
By:
|
NYLIM Mezzanine GenPar GP, LLC, its General Partner
|
|||||||
By:
|
/s/ Robert M. Barrack
|
|||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||
Date: March 7, 2011
|
NYLIM MEZZANINE PARTNERS PARALLEL FUND, LP
|
|||||||
By:
|
NYLIM Mezzanine GenPar, LP, its General Partner
|
|||||||
By:
|
NYLIM Mezzanine GenPar GP, LLC, its General Partner
|
|||||||
By:
|
/s/ Robert M. Barrack
|
|||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||
Date: March 7, 2011
|
NYLIM MEZZANINE GENPAR, LP
|
|||||||
By:
|
NYLIM Mezzanine GenPar GP, LLC, its General Partner
|
|||||||
By:
|
/s/ Robert M. Barrack
|
|||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||
Date: March 7, 2011
|
NYLIM MEZZANINE GENPAR GP, LLC
|
|||||||
By:
|
/s/ Robert M. Barrack
|
|||||||
Robert M. Barrack
Chief Operating Officer
|
Cusip No. 26817F104
|
Page 18 of 27 Pages
|
|||
Date: March 7, 2011
|
NEW YORK LIFE CAPITAL PARTNERS, L.P.
|
|||||||||||
By:
|
NYLCAP Manager LLC, its Investment Manager
|
|||||||||||
By:
|
/s/ Robert M. Barrack
|
|||||||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||||||
Date: March 7, 2011
|
NEW YORK LIFE CAPITAL PARTNERS, L.L.C.
|
|||||||||||
By:
|
/s/ Robert M. Barrack
|
|||||||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||||||
Date: March 7, 2011
|
NYLCAP MANAGER LLC
|
|||||||||||
By:
|
/s/ Robert M. Barrack
|
|||||||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||||||
Date: March 7, 2011
|
NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC
|
|||||||||||
By:
|
/s/ Yie-Hsin Hung
|
|||||||||||
Yie-Hsin Hung
Senior Managing Director
|
||||||||||||
Date: March 7, 2011
|
NEW YORK LIFE INSURANCE COMPANY
|
|||||||||||
By:
|
/s/ William Y. Cheng
|
|||||||||||
William Y. Cheng
Vice President
|
||||||||||||
Date: March 7, 2011
|
NEW YORK LIFE INVESTMENT MANAGEMENT MEZZANINE PARTNERS, LP
|
|||||||||||
By:
|
NYLIM Mezzanine GenPar, LP, its General Partner
|
|||||||||||
By:
|
NYLIM Mezzanine GenPar GP, LLC, its General Partner
|
|||||||||||
By:
|
/s/ Robert M. Barrack
|
|||||||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||||||
Date: March 7, 2011
|
NYLIM MEZZANINE PARTNERS PARALLEL FUND, LP
|
|||||||||||
By:
|
NYLIM Mezzanine GenPar, LP, its General Partner
|
|||||||||||
By:
|
NYLIM Mezzanine GenPar GP, LLC, its General Partner
|
|||||||||||
By:
|
/s/ Robert M. Barrack
|
|||||||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||||||
Date: March 7, 2011
|
NYLIM MEZZANINE GENPAR, LP
|
|||||||||||
By:
|
NYLIM Mezzanine GenPar GP, LLC, its General Partner
|
|||||||||||
By:
|
/s/ Robert M. Barrack
|
|||||||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||||||
Date: March 7, 2011
|
NYLIM MEZZANINE GENPAR GP, LLC
|
|||||||||||
By:
|
/s/ Robert M. Barrack
|
|||||||||||
Robert M. Barrack
Chief Operating Officer
|
||||||||||||
Cusip No. 26817F104
|
Page 19 of 27 Pages
|
|||
Executive Officer
|
Present Principal Occupation
|
Thomas Haubenstricker
|
Chief Executive Officer
|
John Schumacher
|
Chairman
|
Robert Barrack
|
Chief Operating Officer
|
Steven Benevento
|
Executive Vice President
|
James Barker, V
|
Executive Vice President
|
Amanda Parness
|
Executive Vice President
|
Susan Ruskin
|
Executive Vice President
|
Cusip No. 26817F104
|
Page 20 of 27 Pages
|
|||
Executive Officer
|
Present Principal Occupation
|
Thomas Haubenstricker
|
Chief Executive Officer
|
John Schumacher
|
Chairman
|
Robert Barrack |
Chief Operating Officer
|
Steven Benevento
|
Executive Vice President
|
James Barker, V
|
Executive Vice President
|
Amanda Parness
|
Executive Vice President
|
Susan Ruskin
|
Executive Vice President
|
Cusip No. 26817F104
|
Page 21 of 27 Pages
|
|||
Executive Officer
|
Present Principal Occupation
|
Thomas Haubenstricker
|
Chief Executive Officer
|
John Schumacher
|
Chairman
|
Robert Barrack
|
Chief Operating Officer
|
Steven Benevento
|
Executive Vice President
|
James Barker, V
|
Executive Vice President
|
Amanda Parness
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Executive Vice President
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Susan Ruskin
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Executive Vice President
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Cusip No. 26817F104
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Page 22 of 27 Pages
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Executive Officer
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Present Principal Occupation
|
Thomas Haubenstricker
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Chief Executive Officer
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John Schumacher
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Chairman
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Steven Benevento
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Executive Vice President
|
Robert Barrack
|
Chief Operating Officer
|
James Barker, V
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Executive Vice President
|
Amanda Parness
|
Executive Vice President
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Susan Ruskin
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Executive Vice President
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Alan Weinfeld
|
Executive Vice President
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Nancy Scotton
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Chief Financial Officer
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Cusip No. 26817F104
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Page 23 of 27 Pages
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Executive Officer
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Business Address
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Present Principal Occupation
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John Kim
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51 Madison Avenue
NY, NY 10010
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Chairman and Chief Executive Officer
|
Frank Ollari
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51 Madison Avenue
NY, NY 10010
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Executive Vice President
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Michael Oliviero
|
51 Madison Avenue
NY, NY 10010
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First Vice President – Tax
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Sara Badler
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51 Madison Avenue
NY, NY 10010
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Senior Managing Director and Chief Legal and Compliance Officer
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Allan Dowiak
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169 Lackawanna Avenue
Parssippany, NJ 07054
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Senior Managing Director and Head of Human Resources
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John Grady
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51 Madison Avenue
NY, NY 10010
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Senior Managing Director and Chief Financial Officer
|
Yie-Hsin Hung
|
51 Madison Avenue
NY, NY 10010
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Senior Managing Director and Head of Alternative Scale Business
|
Drew Lawton
|
51 Madison Avenue
NY, NY 10010
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Senior Managing Director and Head of Traditional Scale Business
|
Andrew Malloy
|
51 Madison Avenue
NY, NY 10010
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Senior Managing Director
|
George Shively
|
51 Madison Avenue
NY, NY 10010
|
Senior Managing Director, General Counsel and Secretary
|
Julia Warren
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169 Lackawanna Avenue
Parssippany, NJ 07054
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Senior Managing Director and Chief Risk Officer
|
Daniel Andriola
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169 Lackawanna Avenue
Parssippany, NJ 07054
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Managing Director and Controller
|
Albert Leier
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169 Lackawanna Avenue
Parssippany, NJ 07054
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Treasurer
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Cusip No. 26817F104
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Page 24 of 27 Pages
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Executive Officer
|
Present Principal Occupation
|
Theodore Mathas
|
Chairman of the Board, President and Chief Executive Officer
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John Kim
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Chief Investment Officer
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Christopher Blunt
|
Executive Vice President & Chief Administrative Officer
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Frank Boccio
|
Executive Vice President & Chief Administrative Officer
|
Sheila Davidson
|
Executive Vice President, Chief Legal Officer & General Counsel
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Richard Mucci
|
Executive Vice President
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Yie-Hsin Hung
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Senior Managing Director and Head of Alternative Scale Business
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Mark Pfaff
|
Executive Vice President, Chief Legal Officer & General Counsel
|
Michael Sproule
|
Executive Vice President & Chief Financial Officer
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Solomon Goldfinger
|
Senior Vice President & Senior Advisor to the President & Chief Executive Officer
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George Nichols III
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Senior Vice President in Charge of the Office of Governmental Affairs
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Paul Pasteris
|
Senior Vice President & Chief Operating Officer for U.S. Life Insurance
|
Barry Schub
|
Senior Vice President & Chief Human Resources Officer
|
Eileen Slevin
|
Senior Vice President & Chief Information Officer
|
Susan Thrope
|
Senior Vice President, Deputy General Counsel & Secretary
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Cusip No. 26817F104
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Page 25 of 27 Pages
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Director
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Present Principal Occupation
|
Betty Alewine
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Retired Chief Executive Officer of COMSAT Corporation. Mrs. Alewine is the Chair of the Board’s Audit Committee, and it’s a member of the Corporate Organization & Compensation and Governance Committees.
|
Robert Baylis
|
Retired Vice Chairman of CS First Boston. Mr. Baylis is the Chair of the Board’s Audit and Investment Committee, and is a member of the Corporate Organization & Compensation and Governance Committee.
|
Ralph de la Vega
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President and Chief Executive Officer of AT&T Mobility & Consumer Markets. Mr. de la Vega is a member of the Board’s Audit and Insurance & Operations Committees.
|
Mark Feidler
|
Founding partner of MSouth Equity Partners and the former President and Chief Operating Officer (and former Director) of BellSouth Corporation. Mr. Feidler is the Chair of the Board’s Governance Committee, and is a member of the Corporate Organization & Compensation and Investment Committees.
|
Kent Foster
|
Former Chairman and Chief Executive Officer of Ingram Micro Inc. Mr. Foster is a member of the Board’s Governance and Investment Committees.
|
Christina Gold
|
Retired President and Chief Executive Officer (and former Director) of The Western Union Company. Mrs. Gold is the Chair of the Board’s Insurance & Operations Committee, and a member of the Audit and Corporate Organization & Compensation Committees.
|
Conrad Harper
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Served as Director from 1992 to 1993 and rejoined the Board as Director in 1996. During his absence, Mr. Harper serves as Legal Advisor of the U.S. Department of State. Mr. Harper is a retired partner of Simpson Thacher & Bartlett LLP, a New York law firm. He is a member of the Board’s Governance and Investment Committees.
|
Theodore Mathas
|
Chairman, President and Chief Executive Officer of New York Life Insurance Company.
|
S. Thomas Moser
|
Retired Vice Chairman of KPMG LLP, the U.S. member firm of KPMG International. Mr. Moser is a member of the Board’s Audit and Insurance & Operations Committees.
|
Joseph Prueher
|
Former U.S. Ambassador to the People’s Republic of China and Admiral, U.S. Navy (Retired), currently, the James R. Schlesnger Distinguished Professor at the University of Virginia. Admiral Prueher is the Chair of the Board’s Corporate Organization & Compensation Committee, and is a member of the Governance Committee.
|
Thomas Schievelbein
|
Former President of Northrop Grumman Newport News. Mr. Schievelbein is the Lead Director, and is a member of the Board’s Audit, Corporate Organization & Compensation, Insurance & Operations and Investment Committees.
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Cusip No. 26817F104
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Page 26 of 27 Pages
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William Walter
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Retired Chairman, President and Chief Executive Officer of PMC Corporation. Mr. Walter is a member of the Board’s Insurance & Operations and Investment Committees.
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Cusip No. 26817F104
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Page 27 of 27 Pages
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1.
|
Exchange Agreement, dated as of April 21, 2010, among DynaVox Inc. and the holders of units of DynaVox Systems Holdings LLC from time to time party thereto (incorporated by reference to Exhibit 10.2 to Current Report on Form 8-K filed by DynaVox Inc. with the Securities and Exchange Commission on April 27, 2010).
|
2.
|
Registration Rights Agreement, dated as of April 21, 2010, by and among DynaVox Inc. and the Covered Persons (as such term is defined therein) from time to time party thereto (incorporated by reference to Exhibit 10.4 to Current Report on Form 8-K filed by DynaVox Inc. with the Securities and Exchange Commission on April 27, 2010).
|
3.
|
Amended and Restated Securityholders Agreement, dated as of April 21, 2010, among DynaVox Inc., DynaVox Systems Holdings LLC and the securityholders from time to time party thereto (incorporated by reference to Exhibit 10.5 to Current Report on Form 8-K filed by DynaVox Inc. with the Securities and Exchange Commission on April 27, 2010).
|